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Grade 11 & 12 Accounting

Company Financial
Analysis Made Simple

Ratios, GAAP, King IV and audit opinions - explained clearly so you can walk into your test with confidence.

Read this first: Every exam question on financial analysis wants the same thing - State the figures, explain what they mean, and give advice. That's it.

See the 3-Step Formula

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Ratio Groups Profitability Liquidity & Solvency Asset Efficiency Shareholder Value GAAP & King IV Exam Framework
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Topic 01
The 5 Ratio Groups
The big picture before you calculate anything
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Real Life Analogy

Think of a company like a person going for a medical check-up. The doctor checks different things: heart rate, blood pressure, weight, cholesterol, stress levels. Each one tells a different story about health. Ratios do exactly the same for a company - five different "health checks," each measuring something different.

GroupWhat it measuresKey question it answers
ProfitabilityHow much profit the company makes relative to salesIs the company making enough money from what it sells?
ReturnWhat investors and shareholders actually earnIs it worth investing in or lending money to this company?
LiquidityCan the company pay its short-term debts (within 12 months)?Will the company run out of cash before the year is out?
Asset EfficiencyHow fast stock moves, how fast debtors pay, how fast we pay creditorsIs working capital being managed well or is cash getting stuck?
Solvency & GearingLong-term survival - can the company survive if things go wrong?Is the company dangerously dependent on borrowed money?
The golden rule

Ratios only mean something when you compare them - to the previous year, to a benchmark, or to the industry. A current ratio of 1.8:1 means nothing on its own. Is it better or worse than last year? Is it above or below the 2:1 benchmark? That's the analysis.

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Topic 02
Profitability & Return Ratios
Reading the income statement from top to bottom
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Real Life Analogy

Imagine a tuck shop. You sell a R10 pie. The pie cost you R6 to buy (gross profit = R4). But then you pay R2 in rent and salaries (operating profit = R2). Then R0.50 in loan interest (net profit = R1.50). Each step of the income statement peels away another layer of cost. Profitability ratios measure what is left at each layer.

The Income Statement Flow - This is how to diagnose any problem

Sales → Gross Profit → Operating Profit → Net Profit. Each step isolates a different problem area. Always work from the top down.

1

Is Gross Profit on Sales falling?

Problem is in Cost of Sales: supplier prices increased, selling prices cut to compete, stock stolen or damaged, or inventory valuation method changed.

2

GP stable but Operating Profit falling?

Problem is in Operating Expenses: salaries, rent, advertising, or depreciation is rising faster than revenue growth.

3

Operating Profit stable but Net Profit falling?

Problem is below the operating line: interest expense rising (more loans taken out) or a higher tax rate.

Key Profitability Formulas

Gross Profit on Sales % = (Gross Profit / Sales) x 100
Measures pricing strategy and cost of buying stock
Operating Expenses on Sales % = (Operating Expenses / Sales) x 100
Measures overhead control - if this rises, management is losing control of costs
Net Profit on Sales % = (Net Profit / Sales) x 100
The bottom line - what's actually left for shareholders after everything

Return Ratios - What investors care about

ROE % (Return on Equity) = (Net Profit after Tax / Average Shareholders' Equity) x 100
How much the shareholders earned on their investment. Compare to bank interest rate - if ROE is lower than what they could earn in a savings account, why invest?
ROCE % (Return on Capital Employed) = [(Net Profit before Tax + Interest) / Average Capital Employed] x 100
How efficiently ALL the money in the business (shareholders + lenders) is being used. Capital Employed = Shareholders' Equity + Non-Current Liabilities.
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Exam Tip: Positive vs Negative Gearing

Compare ROCE to the borrowing interest rate. If ROCE > borrowing rate = POSITIVE gearing (borrowing is working in your favour). If ROCE < borrowing rate = NEGATIVE gearing (the debt is costing more than it earns - dangerous).

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Topic 03
Liquidity & Solvency
Can the company survive short-term AND long-term?
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Real Life Analogy

Liquidity = can you pay your rent and groceries THIS month? Solvency = do you own more than you owe in total? You can be solvent (own a house worth R2m with a R1m bond) but illiquid (no cash to pay the monthly instalment). Companies can fail from illiquidity even if they are technically solvent.

Current Ratio

2:1

Ideal. Minimum acceptable: 1.5:1. Below 1:1 means current liabilities exceed assets - danger.

Acid-Test Ratio

1:1

Below 0.75:1 is a warning. Below 0.5:1 triggers going-concern risk.

Net Working Capital

> 0

Must be positive. Current Assets must exceed Current Liabilities.

Solvency Ratio

2:1

Total Assets should be at least double Total Liabilities. Below 1:1 means insolvent.

The formulas

Current Ratio = Current Assets : Current Liabilities
Includes ALL current assets including stock. Expressed as a ratio e.g. 2.3:1
Acid-Test Ratio = (Current Assets - Inventories) : Current Liabilities
Removes stock because stock is not instantly cash. This is the stricter test.
Solvency Ratio = Total Assets : Total Liabilities
Long-term survival. At least 2:1 - assets must be double liabilities.
Debt-Equity (Gearing) Ratio = Non-Current Liabilities : Shareholders' Equity
Above 1:1 = highly geared (risky). Below 1:1 = low geared (safer). More debt than equity means the company is heavily dependent on lenders.
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Exam Tip: Window Dressing

A company might delay repaying a short-term loan by one day past year-end to make the Current Ratio look better on the balance sheet date. This is called window dressing - it violates the Ethical Culture requirement of King IV and the Prudence principle of GAAP. Examiners love testing this.

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Topic 04
Asset Management & Efficiency
How fast is money moving through the business?
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Real Life Analogy

Imagine you buy stock, sell it on credit, wait to get paid, then use that cash to pay your supplier. The faster each step happens, the healthier your cash flow. If your stock sits on the shelf for 90 days, customers take 60 days to pay, but your supplier wants money in 30 days - you have a serious cash problem even if the business is profitable.

The Working Capital Cycle - Know this rule

Healthy: Collect from debtors BEFORE you have to pay creditors. Debtors Collection Period is SHORTER than Creditors Payment Period.
Cash squeeze: Debtors Collection Period is LONGER than Creditors Payment Period. You are financing your customers using your own cash before you receive payment.
Double pressure: If Stock Days on Hand is RISING and Debtors Collection Period is RISING at the same time, both assets are locked up. Cash is being squeezed from two directions at once.
RatioFormulaWhat it tells you
Stock Turnover RateCost of Sales / Average InventoriesHow many times stock is sold and replaced in a year. Higher = faster moving stock.
Days Stock on Hand(Average Inventories / Cost of Sales) x 365How long stock sits before being sold. Lower = better.
Debtors Collection Period(Average Debtors / Credit Sales) x 365How many days customers take to pay. Lower = better cash flow.
Creditors Payment Period(Average Creditors / Credit Purchases) x 365How many days we take to pay suppliers. Should be HIGHER than debtors period.
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Exam Tip: Connecting Asset Efficiency to Liquidity

If the Debtors Collection Period gets longer, cash is stuck waiting to come in. This directly REDUCES the Acid-Test Ratio because there is less available cash to pay current liabilities. Always connect these two ratios when one changes - examiners give marks for making that link.

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Topic 05
Shareholder Value & Share Analysis
EPS, DPS, NAV and what share price really means
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Real Life Analogy

You own shares in a company. Every year you want to know: how much did my share earn (EPS), how much did they pay me in cash (DPS), and what would I get if the company shut down today (NAV)? Then you compare all of this to what the share costs to buy on the JSE (market price). That comparison tells you if the share is cheap, fair, or overpriced.

The Three Core Share Metrics (all expressed in CENTS)

EPS (Earnings Per Share) = (Net Profit after Tax / Number of Ordinary Shares) x 100
The profit earned per share. If EPS drops, the company is becoming less profitable per share - investors will sell, pushing the JSE share price down.
DPS (Dividends Per Share) = (Total Ordinary Dividends / Number of Ordinary Shares) x 100
The cash actually paid to shareholders. Compare EPS to DPS: if EPS is 400c and DPS is 100c, the company pays out 25% and retains 75% to reinvest in the business.
NAV (Net Asset Value) = (Shareholders' Equity / Number of Ordinary Shares) x 100
The book value of each share if the company wound up today. It's the floor value of the share.
ComparisonWhat it meansWhat to say in the exam
Market Price > NAVInvestors are paying more than book valueInvestors have confidence in the company's future growth and are willing to pay a premium. Positive signal.
Market Price < NAVShares trade below book valueMajor warning sign. The market believes the assets are overvalued or the company has poor prospects. Investor confidence is low.
EPS rising, DPS fallingCompany earning more but paying less outCompany is retaining more profit to fund expansion. Not necessarily bad but shareholders receive less cash income.
Both EPS and DPS fallingEarnings and dividends both decliningInvestor confidence will erode. Expect selling pressure and a falling JSE share price.
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Exam Tip: Share Buybacks

When a company buys back its own shares, it needs either Board authorisation or a special shareholder resolution. Auditors verify this with a Securities Transfer Form (CM42), JSE Broker Notes, and bank statements showing the payment went out.

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Topic 06
GAAP Principles, King IV & Audit Opinions
The rules and the people who check them
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Real Life Analogy

GAAP principles are the rules of the game - everyone must follow them when preparing financial statements. The auditor is the referee who checks if the rules were followed. King IV is a code of conduct for the directors - it says how they should behave, not just what numbers to report.

Matching (Accrual)

Income and expenses belong in the year they are earned or incurred - regardless of when cash moves.

Auditor watches for: Companies hiding year-end supplier invoices to make operating expenses look lower than they are.

Prudence

Be conservative. Do not overstate assets or income. Do not understate liabilities or expenses.

Auditor watches for: Overstating closing stock, which falsely lowers Cost of Sales and inflates Gross Profit and the Acid-Test Ratio.

Consistency

Use the same accounting methods every year so results are comparable.

Auditor watches for: Switching from Weighted Average to FIFO valuation just to reduce Cost of Sales and inflate profit margins.

Going Concern

Assume the business will continue operating for the next 12 months.

Auditor watches for: Solvency Ratio below 1:1 or Acid-Test below 0.5:1. Either triggers a going-concern warning in the audit report.

Historical Cost

Record assets at what they originally cost, not current market value.

Auditor watches for: Revaluing fixed assets upward without following IFRS rules, to artificially inflate Total Assets and improve Solvency Ratio and NAV.

Business Entity

The company's finances must be completely separate from the owner's personal finances.

Auditor watches for: Directors putting personal expenses (holidays, home renovations) through company accounts, inflating Operating Expenses and reducing profit.

Full Disclosure

Disclose all information that could affect the decisions of people using the financial statements.

Auditor watches for: Omitting pending lawsuits or off-balance-sheet arrangements that hide the company's true risk.

Materiality

Only disclose information significant enough to influence a reasonable user's decision.

Auditor watches for: Companies spreading small manipulations below the materiality threshold across many transactions to avoid detection.
Ethical Culture: Directors must act with integrity. Window dressing (e.g. delaying debt repayment at year-end to boost the Current Ratio) violates this directly.
Good Performance: The board must manage the capital structure responsibly. Taking on so much debt that ROCE falls below the borrowing rate (negative gearing) is irresponsible governance.
Effective Control: Risk must be managed. Rising stock deficits, worsening debtors, or lack of internal controls are governance failures.
Legitimacy: All disclosures must be honest and complete. Stakeholders must be able to trust the numbers.

✓ Unqualified (Clean)

Financial statements present a fair and accurate picture. Everything is in order. This is what you want.

⚠ Qualified

A specific problem was found but it is not widespread. Statements are mostly reliable EXCEPT for the stated issue (e.g. stock could not be verified).

✗ Adverse

The misstatements are so serious and widespread that the financial statements do not present a fair picture at all. Catastrophic for investor confidence.

— Disclaimer

The auditor cannot form any opinion because there is not enough evidence available to audit. Usually means records are missing or inaccessible.

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Exam Tip: Link ratios to GAAP violations

When a ratio looks suspiciously good, ask which GAAP principle could have been violated to make it look that way. If Gross Profit % jumped suddenly, could stock have been overstated (Prudence)? If Operating Expenses % dropped sharply, could invoices have been delayed past year-end (Matching)? Connect the numbers to the rules.

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Topic 07
The 3-Step Exam Answer Framework
The exact structure that earns full marks every time
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The single most important thing to know

Every financial analysis question in the exam wants the same three things: the numbers, the explanation, and the advice. Miss any one of these and you leave marks on the table. Structure every answer the same way.

1

State Figures & Trend

Name the ratio. Give the actual numbers for BOTH years. State clearly: improved, deteriorated, or stable.

2

Explain the Connections

What caused this movement? How does it link to another ratio? Compare to the benchmark (2:1, 1:1 etc). Reference GAAP or King IV if relevant.

3

Give Practical Advice

What should management DO about this? Link your advice to specific internal controls or governance actions.

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Worked Example Answer

Step 1: The Current Ratio deteriorated from 2.4:1 in 2024 to 1.6:1 in 2025, falling closer to the minimum acceptable level of 1.5:1.

Step 2: This decline was driven by a lengthening Debtors Collection Period from 38 days to 57 days, meaning cash is taking longer to come in while current liabilities remain constant. The company is failing to collect from its debtors efficiently, draining the available liquid assets.

Step 3: Management should implement stricter credit vetting before granting credit to new customers, introduce automated monthly debtor statements, and apply interest penalties and credit freezes to accounts overdue beyond 30 days.

Phrases that earn marks in analysis questions

"This deterioration in the Acid-Test Ratio can be directly attributed to the lengthening Debtors Collection Period..."
"Although the Gross Profit % remained stable, the decline in Operating Profit % indicates that management has failed to control overhead costs..."
"The ROCE of X% exceeds the borrowing rate of Y%, indicating positive gearing - the company is using debt productively..."
"This constitutes a violation of the Prudence principle and would require the auditor to investigate..."
"Under King IV's Effective Control principle, the board is responsible for addressing this risk..."
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The number one reason students lose marks

They calculate the ratio correctly but then write "the ratio has decreased" without explaining WHY or WHAT it means. The calculation is worth 1 mark. The interpretation is worth 3-5 marks. Always explain the story behind the number.

Quick Reference

Benchmarks to Memorise

Current Ratio

2:1 ideal

Min 1.5:1

Acid-Test

1:1 ideal

Warning <0.75:1

Solvency

2:1 ideal

Below 1:1 = insolvent

Gearing

<1:1 safer

Above 1:1 = high risk

Gearing Rule

ROCE > rate

= positive gearing

Working Capital

Debtors < Creditors

Collect before paying

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